Based in Utah, Serving Companies Globally:
WHAT WE OFFER
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Forming Your Private Company
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Taking Your Private Company Public
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Business Transactions and Contracts
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DTC Eligibility
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Mergers & Acquisitions
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Drafting Form 10 and S-1 Registration Statements
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Rule 506(b) and Rule 506(c) Private Offerings
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Reg. A+ Offerings
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Crowdfunding Offerings
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Section 13 and Section 16 Compliance
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8-Ks, 10-Qs, and 10-Ks
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Corporate Formalities
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Conducting Reverse Mergers
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Structuring Registered Public Offerings
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Blue Sky Compliance
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Maintaining Compliance with the Over-the-Counter Markets such as OTCQB and OTCQX and NYSE American and NASDAQ Capital Market
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Rule 144 Opinion Letters
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Maintaining Compliance with FINRA, the SEC & DTC
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Private Placement
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Business Entity Formation
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Drafting Private Placement Memorandums
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SEC (Securities & Exchange Commission) Reporting and Compliance.
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Ongoing Corporate Counsel for Small and Mid-Size Public Issuers, Private Companies Going Public, Officers, and Directors and Shareholders of Publicly-Traded Companies
We understand that small businesses face unique financial challenges, and we’re here to help lighten that burden. Our mission is to provide top-quality services at an affordable price, along with flexible payment options designed to fit your needs. Whether you’re just starting out or looking to grow, we’ll work with you every step of the way. Contact us today to schedule a free consultation and discover how we can support your business success.
OUR ATTORNEY
Education:
• SJ Quinney College of Law, University of Utah
• University of Utah
Bar Admissions:
• Utah
• U.S District Court of Utah
• Utah Supreme Court
Affiliations:
• Utah State Bar Association;
• American Bar Association.
Mr. Brian Higley graduated from the University of Utah S.J. Quinney College of Law and has focused on securities law his entire legal career. He is licensed to practice in the State of Utah & is a member of the Utah State Bar Securities Section. He is also fluent in Spanish.
Mr. Higley assists various clients primarily in the areas of public company disclosure, corporate finance, mergers and acquisitions, private placements, public and private offerings, Securities and Exchange Commission reporting, Blue Sky compliance, asset and stock purchases, and general corporate practice.
During law school, Mr. Higley externed for the Honorable Judge Carolyn B. McHugh at the Utah Court of Appeals. Prior to law school, he graduated from the University of Utah with a Bachelor’s Degree in Business Administration.
ABOUT US
If you are a small to mid-size business looking for corporate and securities legal services, you've come to the right place. We are the corporate and transactions go-to in the securities industry. We can assist you in every aspect of your corporate legal needs including corporate structuring, capital raising, securities compliance, ongoing SEC reporting compliance, and beyond.
We understand that small businesses face unique financial challenges. As such our goal is to provide top-quality services at an affordable price with flexible payment options. Contact us to schedule a free consultation today.